Legal & Compliance, LLC

330 Clematis Street, Ste. 217
West Palm Beach, FL 33401

Legal & Compliance, LLC is a national corporate and securities law firm that represents small, publicly traded companies. Our corporate and securities attorneys provide counsel for general corporate operations, business transactions, corporate law, corporate finance, regulatory, SEC and FINRA matters, and all aspects of document preparation. We maintain a legal as well as business perspective; focusing on avoiding problems, not just solving them. Our experience in working with small, publicly traded companies is only exceeded by our ability to adapt. As the economic and regulatory landscape changes, so do we. Our firm is constantly evolving in order to stay abreast of regulatory changes and trends in the industry.

Contributors

Laura Anthony Request a Call Ask a Question
Founding Partner, Legal & Compliance, LLC

Securities Attorney Lawyer SEC OTCQB OTCQX 10-Q 10-K 8-K 14C Reg A/A+ Reg A Reg A+ Form 10 S-1 S-8 S-4 14A Proxy Statements 15c2-11 Applications Name Changes Reverse Split Forward Split FINRA Corporate Actions Federal Securities Law SROs DTC NASDAQ NYSE Crowdfunding Corporate General Contract Business Transactions Corporate Governance Going Public Transactions PIPE Transactions Regulation D Regulation S Registration Statements PAL OTC Markets Advisor Securities Act 1933

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Highlights

We welcome inquiries regarding: 15C-211 Applications, Pink Sheets Compliance, 8K, 10-Q, 10-K, and all other SEC Filings, Form 10 Registration Statements, Due Diligence on Public Shells, Form S-4 Merger Registration Statements, FINRA Compliance, Merger Agreements, Private Placements, Promissory Notes, Security Agreements, Share Acquisition Agreements and Share Exchange Agreements.

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